Can San Diego Constitutionally Prohibit
Panhandling in Balboa Park?
INTRODUCTION
In recent years, San Diego has faced the same pressures as other
metropolitan centers caught in the nation's recession. The sluggish economy, coupled with business
downsizing and military cutbacks in Southern California has produced an
increase in the number of unemployed in San Diego and the resulting increase in
homelessness, poverty, and crime. Responding to the recession's effects, San Diego has made great efforts to fight
back by revitalizing its downtown district; renovating and constructing new
shops, office buildings, and living space.
Standing in the way of this impressive project is the public perception
of San Diego's downtown as being overrun with beggars and unsavory persons and
being generally unsafe.
Celebrating its 125th birthday this year, Balboa Park rests on 1,400
acres at the northern most edge of downtown and separates the downtown from the
residential areas of San Diego's financial district. Balboa Park is home to over 20 museums and
theaters, an international-class zoo, a junior high and high school, a Naval
Hospital, Scouting Camps, and much more, and serves as one of San Diego's main
attractions for both residents and visitors.
Balboa Park is still under development and has been put on the City
Council's budget for the first time in 60 years.[i] There is no coincidence to the recent
re-budgeting of the park and the existing need to improve and preserve the
downtown area. However, the improvements
can only be successful if people will come, and that will only happen if, among
a number of factors, people perceive that they are safe in the park. To this end, San Diego needs to take the park
back from transients who have made it their home. One method to achieve this end is to ban
panhandling in the park and thereby to discourage one of the biggest obstacles
in improving the public perception of
downtown.
San Diego's needs are the restriction against coercive and threatening
panhandling conduct by indigents, sham-artists, and derelicts in Balboa
Park. This paper solely seeks to address
that type of panhandling which will be referred to as "stick ups." The question thus becomes, can San Diego ban
panhandling in Balboa Park without violating the First Amendment?
The answer to this question is both yes and no, depending on the
legislative method San Diego would seek to employ. As this paper will explore, San Diego has
four choices in legislative tactics to regulate or ban panhandling. Since panhandling necessarily involves two
elements: speech and expressive conduct - you need to have a communication and
a physical activity to be a successful panhandler - San Diego can one,
legislate the speech of panhandling; two, legislate the activity of panhandling; three, legislate the speech of panhandling as
commercial speech; and four, re-zone Balboa Park to exclude panhandling as a
commercial practice.
The first part of this paper explores panhandling as speech and
conduct. The speech half of "stick
up" panhandling is a form of solicitation and a protected form of
speech. What this means is that
government regulation aimed at the speech half of panhandling would be subject
to the strictest of scrutiny. More often
than not, such regulations are declared unconstitutional. Some regulation of time, place, or manner, however,
which is not aimed at the speech of panhandling, but rather at the conduct of
panhandling is already a Constitutional practice able to withstand a First
Amendment challenge.
Part I(A) of this paper will analyze San Diego's ability to regulate the
speech element of panhandling. Under the
current standard taken from Society for
Krishna Consciousness v. Lee[ii],
the inquiry is (1) whether panhandling is protected speech, (2) what type of forum
Balboa Park is, and (3) what interest does San Diego use to justify a
regulation on panhandling within Balboa Park.
Panhandling is protected speech, but it can be regulated as to time,
place or manner so long as there is not an absolute ban. Balboa Park is a traditional public forum
due the highest level of First Amendment protection. This means that San Diego is going to have to
put forth substantial interests to justify a ban on the speech of panhandling
within Balboa Park. As a pure speech
regulation, the conclusion is that such regulation on speech alone would be
unconstitutional. There are no
precedents that permit a total ban on speech in a traditional public forum.
Part I(B) of this paper will explore panhandling as not solely speech,
but, a combination of speech and conduct.
Under United States v. O'Brien[iii]
San Diego can ban the conduct of panhandling even if by doing so, it would by
virtue of the overlap, be regulating the speech of panhandling. Under O'Brien,
the relevant inquiry is that San Diego has a sufficient governmental interest
in regulation of the non-speech element of panhandling to justify the
limitations placed on its speech element.
The conclusion is that San Diego ought to be free to regulate or
otherwise ban panhandling's conduct even if by doing so, it would be squelching
the speech of panhandling.
The second part of this paper explores panhandling as a commercial
practice. As a commercial practice,
panhandling involves commercial speech.
States and municipalities possess a greater power in regulating
panhandling speech as commercial speech related to its commercial practice,
because commercial speech, though protected by the Constitution, is due a
lesser scrutiny where it is regulated.
Part II(A) of this paper tells how panhandling is a commercial practice
and how its speech element can be regulated as commercial speech. Under Central
Hudson Gas & Electric Corp. v. Public Service Commission of New York[iv]
the relevant inquiry is: (1) that the speech involved concerns a lawful
activity and is not misleading, (2) that the asserted government interest in
regulation is substantial, (3) that the regulation at issue directly advance
that interest, and (4) that the regulation is not more extensive than necessary
to advance that interest.[v] San Diego could constitutionally regulate
panhandling via this method. In doing
so, San Diego would be free to regulate panhandling as commercial speech.
Part II(B) of this paper explores San Diego's ability to stem off the
secondary effects of panhandling by zoning out of the downtown district the
activity of panhandling as a commercial activity. This analysis, as will be explained, would
have to piggy-back on the redefinition of panhandling as a commercial
practice.
The inquiry for re-zoning comes from Renton
v. Playtime Theaters, Inc.[vi] which says that if San Diego's zoning of
panhandling is a content-neutral time/place/manner restriction which serves a
substantial government interest and does not limit alternative avenues of
communication, it is free to constitutionally do so.
As to the constitutionality, San Diego is able to show that it has a
substantial interest in zoning panhandling out of Balboa Park, and, in
following Renton, San Diego could
employ zoning that is both content-neutral and permits panhandling
elsewhere. San Diego's zoning ordinance,
being a near duplicate of the Renton
zoning ordinance, and at a minimum complying with its criteria, would
necessarily be constitutional.
I(A) Can San Diego Regulate or Ban The Speech of
Panhandling
In 1992, the Supreme Court upheld a ban on panhandling in what might be
the first in a yet to come series of urban assaults against that growing
problem. That decision, Society for Krishna Consciousness v. Lee[vii],
involved a regulation set up by the Port Authority, a private corporation set
up to run major terminals of transportation in the cities of New York and
Newark. The Port Authority sought to
alleviate the congestion and inconvenience in the airport terminals it ran, La
Guardia, Kennedy, and Newark, by barring panhandling within the terminal
buildings. Its regulation permitted such
activity outside the buildings but prevented, among other things, the repetitive solicitation and receipt of
funds within.[viii]
The regulation upheld in Lee
did not ban the panhandler's verbal request for money. Rather, it banned the repetitive request AND
RECEIPT of funds. The regulation in
pertinent part reads
The
following conduct is prohibited within the interior areas of buildings or
structures at an air terminal if conducted by a person to or with passers-by in
a continuous or repetitive manner: * * * solicitation and receipt of funds.[ix]
Quite
obviously, the regulation is not aimed solely at the speech of panhandling but
also at the activity of panhandling.
Justice Kennedy in his concurrence in Lee says "The regulation may be upheld as a time, place,
manner restriction, or as a regulation directed at the non-speech element of
expressive conduct. The two standards
have considerable overlap in a case like this one."[x] By virtue of the similarities between Lee and this inquiry, Justice Kennedy's
succinct statement of the Court's analysis relates that panhandling undeniably
contains speech, as it does convey an idea like "give me money, food, a job,
etc...," which has the possibility, to be Constitutionally regulated under
a time/place/manner analysis.
In Lee, the Court concluded
that the speech of panhandling is protected, that the airports were not public
forums, and that the Port Authority had a substantial interest in protecting travelers
and the flow of pedestrian traffic within the air terminals to permit the
regulation of panhandling within the air terminals.
Similarly, under Lee,
panhandling is protected speech. Balboa
Park is a traditional public forum, and San Diego cannot justify a ban on the
speech of panhandling within Balboa Park because of its status as a public
forum. As a pure speech regulation, the
conclusion is that a regulation on speech alone would be unconstitutional.
I.
Does Panhandling Contain Speech
A variety of cases all state that solicitation of the type where a
person or organization attempts to communicate a thought or idea to another by
in-person contact is a protected form of speech under the First Amendment, but
such communication can, under the strictest of scrutiny, be subject to
regulation or restriction.
In Lee, the Court stated that
"the solicitation at issue in this case is a form of speech protected
under the First Amendment."[xi] Panhandling, as a form of solicitation that
the Port Authority sought to regulate, is the same panhandling that San Diego
seeks to regulate. Elaborating on the
Court's view of solicitation is Village
of Schaumberg v. Citizens for a Better Environment[xii],
a case which declared as unconstitutionally overbroad, an ordinance that
prohibited door-to-door solicitors or on-the-street solicitors who did not put
at least 75% of their receipts into bona fide charities. In Schaumberg,
the Court said:
Prior
authorities, therefore, clearly establish that charitable appeals for funds, on
the street or door to door, involve a variety of speech interests ‑‑
communication of information, the dissemination and propagation of views and
ideas, and the advocacy of causes ‑‑ that are within the protection
of the First Amendment. Soliciting
financial support is undoubtedly subject to reasonable regulation but the
latter must be undertaken with due regard for the reality that solicitation is
characteristically intertwined with informative and perhaps persuasive speech
seeking support for particular causes or for particular views on economic,
political, or social issues, and for the reality that without solicitation the
flow of such information and advocacy would likely cease. [xiii]
The Court
believes that solicitation, even of the kind that San Diego might attempt to
stop in Balboa Park embraces a core value of the First Amendment which is the
free exchange of ideas. Although under
this analysis, San Diego's concern is solely to regulate the type of solicitation
that involves the coercive immediate request for money, "stick up,"
solicitation can involve the solicitor merely offering information and ideas
alone either verbal or written on handbills.
Therefore, as a subset of the genre of speech of solicitation,
panhandling is a protected form of speech.[xiv]
II.
What Type Forum Is Balboa Park/ What Level of Scrutiny Applies
The second step in the Court's speech analysis is to identify what type
of forum the government is seeking to impose regulation in. Balboa Park is a traditional public
forum. This identification of the forum
genre is essential, because it identifies the level of scrutiny which the Court
would apply in reviewing a State regulation.
For Balboa Park, that level of scrutiny would be the highest level.
The Court in Lee explained the
three types of public property forums as follows:
regulation
of speech on government property that has traditionally been available for
public expression is subject to the highest level of scrutiny. Such regulations survive only if they are
narrowly drawn to achieve a compelling state interest. The second category of public property is the
designated public forum, whether of a limited or unlimited character -- property
that the state has opened for expressive activity by part or all of the
public. Regulation of such property is
subject to the same limitations as that governing a traditional public
forum. Finally, there is all remaining
public property. Limitations on
expressive activity conducted on this last category of property must survive
only a much more limited review. The
challenged regulation need only be reasonable, as long as the regulation is not
an effort to suppress the speaker's activity due to disagreement with the
speaker's view.[xv]
The Court gives the highest level of First Amendment protection to
traditional public forums because traditional public forums are property that
have as a "principal purpose...the free exchange of ideas."[xvi]
In Lee, the Court, according
to the analysis above, identified public parks, as well as public streets, as
traditional public forums[xvii]
[xviii]. Balboa Park as a public park is too a
traditional public forum and as such, any regulation on speech within it must
be tried under strict scrutiny.
III. What Justification San Diego Has in a Ban
Since the speech of panhandling is protected, and Balboa Park is a
traditional public forum due strict scrutiny, the final step is identifying San
Diego's interests which overcome strict scrutiny.
The protection extended to panhandling is not absolute, and in several
instances, the Supreme Court has upheld a state's right to regulate that and
other forms of speech.[xix]
In United States v. Kokinda[xx],
the Court upheld a ban on solicitation on United States Postal Premises. The Court, in justifying the place
restriction on solicitation, noted that the solicitation was "inherently
disruptive" and were often potentially coercive[xxi]:
since the
act of soliciting alms or contributions usually has as its objective an
immediate act of charity, it has the potentiality for evoking highly personal
and subjective reactions. Reflection is
usually not encouraged, and the person solicited often must make a hasty
decision whether to share his resources with an unfamiliar organization while
under the eager gaze of the solicitor.[xxii]
In Heffron v. ISKON[xxiii],
a private corporation working on behalf of the state of Minnesota forbade an
incorporated group of soliciting
Krishnas from freely roaming the Minnesota State Fair grounds, during the
Minnesota State Fair. Minnesota asserted
their interests in preventing unwanted congestion within the fair grounds and
the prevention of a general nuisance to all visitors of the grounds at the
hands of uninvited solicitation. Noting
that the regulation did not discriminate because it was not based on the
content of the speech, Justice White wrote[xxiv]
"[T]he First Amendment does not guarantee the right to communicate one's
views at all times and places or in any manner that may be desired."[xxv] All other interest groups had to conduct
their charitable or profitable fund raising from the booths. Thus in Heffron,
the Court again declared that there can be time/place/manner restrictions for
panhandling.
In Lee, in which
the Court upheld the prohibition of solicitations within air terminals, the
Court said "face-to-face solicitation presents risks of duress that are an
appropriate target of regulation."[xxvi] The Court listed six reasons which focused on
the effects of panhandling for validating that regulation, the first three
pointed to travelers having to circumnavigate solicitors; the cost of delays as
a result; the risk of duress in such a confrontation. The remaining three addressed effects of
panhandling inherent to the forum.
Justice Kennedy points out in his concurrence that the Port Authority
regulation was aimed at abusive practices and not any particular message, idea,
or form of speech and as such, is content neutral.[xxvii]
In none of the cases where regulations on speech were upheld, like Kokinda or Lee, there were no public forums in issue. The existing precedents have analyzed
non-public forums. The nature of Balboa Park as a traditional public forum is
that of a place which is supposed to foster speech not hinder it, which is why
the Court applies strict scrutiny. It therefore
is unlikely that San Diego could write a ban on the speech of panhandling in
Balboa Park that could survive a Constitutional challenge.
I(B) Can San Diego Regulate or Ban the Conduct of
Panhandling
San Diego may regulate the conduct of panhandling even if it is
intimately associated with the speech of panhandling. The concept of permissible intrusion upon
speech by the regulation of non-speech that is fettered with speech goes back
to 1968 in United States v. O'Brien[xxviii].
In O'Brien, the Court upheld a
Federal regulation which outlawed the deliberate destruction of draft cards
during the Viet Nam Era. An anti-war
activist burned his draft card and then upon arrest and conviction, argued that
the burning of the card was an act of expression protected by the First
Amendment and that the law which he violated was an unconstitutional intrusion
upon his First Amendment rights. Citing
prior cases, the Court reaffirmed the rule that "when speech and non-speech
elements are combined in the same course of conduct, a sufficiently important
governmental interest in regulating the non-speech element can justify
incidental limitations on First Amendment freedoms."[xxix] The Court in O'Brien laid out the inquiry
which said that the regulation, to be valid, must (1) be within the
Constitutional power of the Government, (2) further either an important or
substantial governmental interest, (3) be unrelated to the freedom of
expression, and (4) be no greater than is essential to the furtherance of that
interest.[xxx]
Under the O'Brien standard,
"stick up" panhandling can be curtailed in Balboa Park. First, a law aimed only at the non-speech
elements of panhandling, such as the one in Lee
or the one in Heffron which the Court
held valid, makes the activity of panhandling subject to States' police powers,
even in a traditional public forum like Balboa Park. Second, there is a significant governmental
interest at stake. For San Diego, there
is the financial health of the entire city itself which is dependant on the
public's perception of safety in the downtown area. Third, if San Diego were to apply a Lee-type regulation that prohibited the
repetitive request and receipt of funds, there would be no conflict with
freedom of expression. Finally, a law
that is drafted as the one in Lee
would clearly not be greater than necessary to achieve that goal.
I. Is a
Regulation upon the Activity of Panhandling Within the Constitutional Power of
San Diego
As O'Brien established, and Lee followed, the First Amendment does
not protect conduct. According to Lee, San Diego can constitutionally
regulate the activity of panhandling. Lee's regulation against panhandling is
a prohibition of the request and the receipt of funds. The clause that requires the receipt of funds
makes the regulation constitutional because it is an attack on the conduct of
panhandling. For example, if the
regulation did not include the "receipt of funds" clause, it would be
a mere speech regulation subject to the analysis in part I(A) of this
paper. Additionally, if, under the
regulation that was drafted, if a panhandler were to merely ask for funds and
never receive them, he or she would never be in violation of the
regulation. It is the completion of the
panhandling act after the request that makes the violation, and that violation
is conduct which the Court has said is constitutionally within the State's
rights to exercise their police powers.
Breard v. Alexandria[xxxi] decided in June of 1951 involved a municipal
ordinance that required door-to-door solicitors obtain prior consent before
entering the premises of home owners whom they wished to solicit. The city's reason for the ordinance was that
it was that the community felt that "solicitors were undesirable or discourteous,
and some householders complained that, whether a solicitor was invited or not,
they did not desire any uninvited intrusion into the privacy of their
home."[xxxii] The Court ruled that such a regulation was
not discriminatory against door-to-door canvassers[xxxiii],
and as such, the regulation was well within the state's police powers.
As Lee has already established, San Diego can constitutionally aim its
regulation at panhandling conduct in an effort at protecting the
community. A regulation, like those
in Breard
or Lee, devised to control the
conduct of panhandlers in a non-discriminatory way is constitutional.
II.
Does a Regulation or Ban on Panhandling Further an Important or Substantial
Governmental Interest of San Diego
In order for a ban on panhandling conduct in Balboa Park to be
Constitutionally valid, San Diego must assert an important or substantial
governmental interest[xxxiv].
San Diego has both substantial public safety and economic
interests. In Breard, the Court said "[T]o the city council falls the duty
of protecting its citizens against the practices deemed subversive of privacy
and of quiet...The police power of a state extends beyond health, morals, and
safety, and comprehends the duty, within constitutional limitations, to protect
the well-being of a community."[xxxv]
Like the Alexandria City Council in Breard,
San Diego has the need to prevent unwanted panhandling. And, as the Court said that the Alexandria
City Council had the power to control solicitors, San Diego too has such power.
In Lee, the interests of the
Port Authority, acting on behalf of the international public it served, were
numerous and the Court noted several of them.
There were the interests of eliminating passengers having to
circumnavigate panhandlers, costly delays as a result, and scheduling problems
all of which are inherent to airports.
These interests have little analogous to Balboa Park which sprawls over
1000 acres and has no scheduling to contend with. However, the Court also noted
that:
face-to-face
solicitation presents risks of duress that are an appropriate target of
regulation. The skillful, and
unprincipled solicitor can target the most vulnerable, including those
accompanying children or those suffering physical impairment and who cannot
easily avoid the solicitation. The
unsavory solicitor can also commit fraud through concealment of his affiliation
or through deliberate efforts to shortchange those who agree to purchase.[xxxvi]
Lastly,
the Court noted that because of the hasty environment in the airport people
were unlikely to stop and formally complain to airport authorities about the
problem.
The latter of the enumerated interests the Court addressed involved the
public safety side of San Diego's argument.
Clearly, these interests are not exclusively inherent to airports. The problems of panhandler behavior are
present in airports, shopping malls, public streets, and Balboa Park too. The problem of harried travelers having
little time to formally complain of panhandlers is also similar to the absence
of an office in Balboa Park where people can go to complain about
"stick-up" panhandlers and police are an ineffective resource and in
short supply in both places to pick up the slack. Since there is no extra-legal way to insure
that panhandling is honest, San Diego, and all cities and states have an interest
in curtailing or at least controlling panhandling wherever it may exist. This could be a fair ground, Heffron, your front door, Breard, your post office, Kokinda, or your park.
The former interests asserted in Lee,
address the bigger economic picture.
They speak of the cost of delays to passengers, the airport, and the
individual airlines. There is also the
downstream cost effect to consider as missed planes can cost businesses
awaiting the arrival of an air passenger.
Although panhandling alone was not the sole culprit in economic losses
in the airports, it was a culprit nonetheless.
In San Diego's case, there is the real effect of lowered patronage and
attendance in the Park and the downtown district. Each museum in the park is just as dependant
on admission receipt revenues as they are on tax revenues. A decrease in attendance due to a pervasive
feeling of hazard and danger in the park is just as real an economic blow to
San Diego as the pervasive feelings of coercion and delay are to airports and
their users.
III. Is a
Regulation or Ban on Panhandling Unrelated to Freedom of Expression
A regulation on the conduct of panhandling is not a ban on expression,
or more specifically, a ban on the speech of panhandling. The declaration of the constitutionality of
the regulation in Lee has already
secured this position. O'Brien, set the Court's position on
second-guessing legislative motives.
Responding to allegations that there were illicit anti-expressive
motives on behalf of the government through its legislation against the burning
of draft cards, the Court made clear in O'Brien
that arguments which accuse a regulation on conduct as having an illicit effect
on expression, were beyond the Court's inquiry.
In affirming its stance of not second-guessing the motives of lawmakers,
the Court said:
It is a
familiar principle of constitutional law that this Court will not strike down
an otherwise constitutional statute on the basis of an alleged illicit motive *
* * The decisions of this Court lend no support whatever to the assumption that
the judiciary may restrain the exercise of lawful power on the assumption that
a wrongful purpose or motive has caused the power to be exerted.[xxxvii]
Since the regulation in Lee
has already established that a regulation aimed at the conduct of panhandling
is not only content-neutral, but does not illicitly or otherwise impose
unconstitutionally on the free expression by panhandlers, there seems little to
debate. San Diego, adopting the exact
same regulation for Balboa Park as the Port Authority did for its air
terminals, for example, would have no difference in the conduct targeted or the
interests at stake.
IV. Is a
Regulation or Ban on Panhandling No Further Than Necessary to Advance San
Diego's Interests
San Diego has not actually drafted a law to ban panhandling, therefore,
this inquiry adopts the regulation of Lee
as a mere example of law San Diego could enact.
The purpose in adopting the Port Authority regulation is that it has
been proven constitutional and would provide the effect and protection in
Balboa Park to the satisfaction of San Diego's needs. What San Diego could do is modify the Lee regulation so that panhandlers would
be confined to an area of the park[xxxviii],
or San Diego could eliminate it entirely from the Park while leaving
panhandlers free to roam the streets[xxxix]. This would create parallel structure between Lee and San Diego since Lee permitted
the panhandlers to conduct their activities on Port Authority property outside
the air terminals. The Lee regulation, if adapted and applied
to Balboa Park, would be no further than necessary to achieve San Diego's
interests.
Under various precedents like O'Brien
which establish the constitutionality of regulating conduct that is fettered
with speech, and Lee and Heffron which established the
constitutionality of specific regulation of panhandling conduct, there is only
one conclusion: San Diego is free to regulate the conduct of panhandling
without fear of trampling upon First Amendment rights.
II(A) Can San Diego Regulate or Ban the Speech of
Panhandling as Commercial Speech
San Diego is free to regulate the speech of panhandling as commercial
speech, on grounds of its secondary effects on public safety and welfare[xl]. Though the Supreme Court has not yet had to
decide a case of panhandling in a strict commercial context, it did consider
the commercial conduct of the solicitors of magazines in Breard[xli]
and for a strict commercial speech analysis, the Court would apply a commercial
speech case like Central Hudson Gas &
Electric Corp. v. Public Service Commission of New York[xlii],
in which the Court espoused its rules for commercial speech regulation
analysis.
San Diego's claim on banning and regulating the commercial speech of
panhandling comes from its need to stem the secondary effects caused by
it. As mentioned earlier, panhandlers
are perceived by the majority of the public as dangerous and menacing. In fact, the way many panhandlers conduct the
"stick up," is menacing. Often
times, panhandlers do not take no for an answer and stalk targets for several
blocks or for periods of time. They are
also often times rude and coercive to non-compliant people. San Diego has no interest in panhandling's
commercial speech per se, but the panhandlers are causing the secondary effects
of diminished visitation and patronage to downtown businesses and park
attractions. For public safety purposes
and economic concerns, San Diego can constitutionally regulate the commercial
speech of panhandling and has the support of precedent to justify the
regulation based on the argument of secondary effects.
The Court in Central Hudson
applied a four-part test and overturned a regulation of the New York Public
Service Commission which completely banned an electric utility from advertising
to promote the use of electricity. The
regulation, meant to reduce power consumption, failed the fourth prong of the
test because the total ban was more extensive than necessary.[xliii]
Under Central Hudson, the
Court's four-prong test as applied to San Diego is (1) the speech of panhandling involves a
lawful activity, though it might be misleading, (2) San Diego's interest in
regulation is substantial on both economic and public safety grounds, (3) San
Diego's regulation would directly advance those interests, and (4) San Diego's
regulation is not more extensive than necessary to advance its interests, thus
fitting the four-prong test.[xliv]
Panhandling is a commercial practice involving commercial speech subject
to the Central Hudson test because it
involves the in-person advertisement by the panhandler and the exchange of
money. Panhandling fits within the legal
definition of commercial speech according to Central Hudson: "...commercial speech, that is, expression
related solely to the economic interests of the speaker and its audience",[xlv]
Not in opposition to that notion is Village
of Schaumberg v. Citizens for a Better Environment[xlvi],
a case which declared as unconstitutionally overbroad, an ordinance that
prohibited door-to-door solicitors or on-the-street solicitors who did not put
at least 75% of their receipts into bona fide charitable work. In Schaumberg, The Court said that charitable appeals
solicitation involve a variety of speech interests including the dissemination
of ideas, the propagation of views, and the advocacy of causes. Such solicitation, though, is subject to
regulation. But, because charitable
solicitation "does more than inform private economic decisions and is not
primarily concerned with providing information about the characteristics and
costs of goods and services, it has not been dealt with in our cases as a
variety of purely commercial speech."[xlvii] Schaumberg
is distinguishable though, because of the inherent differences between the
solicitor whom the Court spoke of in Schaumberg,
and San Diego's "stick up" panhandler.
Schaumberg's petitioning solicitor, Citizens for a Better
Environment (CBE), was a bona fide registered charity which qualified for
Federal Tax exemption[xlviii]. Additionally, the purpose of CBE was
“protecting, maintaining, and enhancing the quality of the Illinois
Environment." And further, CBE was
an organized group whose primary concerns were to inform the public and
advocate environmental concerns.[xlix] Solicitations of funds to support those
efforts were neither its purpose or goal.
The Court made its ruling based on the image CBE portrayed as a public
works charitable solicitor.
"Stick up" panhandlers, on the other hand, have no broad
public interests and pursue solicitation not as a charitable function, but as a
vocation. They do not typically seek to
further a public cause and are typically only concerned with their ability to
secure loose change or bills. They do
not organize and they do not put the money they panhandle back into public
work. However, although the "stick
up" panhandler sells no product, he is not outside the commercial sphere
because he provides the service of tacitly or openly exchanging an idea[l] with his audience and imparting upon them an
eleemosynary feeling.
Clearly, commercial speech need not be void of all ideas to be
commercial. The service provided by a
panhandler, though perhaps lower on a respectability scale and not in a
traditional sense, is no less real than paying a counselor for the opportunity
to purge oneself of guilt or paying an entertainer for the good feelings he or
she imparts to an audience. As with the counselor
or entertainer, their advertisement for you to spend your money on them is as
commercial as the panhandler requesting money.
And, as the counselor or entertainer, the "stick up"
panhandler panhandles with the motivation of profit. It is that profit which takes his activity
into the commercial sphere and distinguishes it from the non-profit CBE of Schaumberg.[li]
In Breard, in which the Court
upheld the City of Alexandria's
ordinance against door-to-door solicitors, the Court made a distinction between
mere informative solicitation and solicitation for profit. The appellant argued that the bar on
solicitation for sale of his magazines was a bar on his First Amendment
rights. The Court said that the fact
that profit is gained from the distribution of the magazines themselves does
not take the magazines out of the protection of the First Amendment, but
"[T]he selling, however, brings into the transaction a commercial
feature."[lii]
In Central Hudson, the Court
applied Virginia State Board of Pharmacy,
Et. Al. v. Virginia Citizens Consumer Counsel, Inc., Et. Al. [liii],
which too held that panhandling is a commercial practice involving commercial
speech. In that 1976 case, the Court
invalidated the Virginia State Board of Pharmacy's regulation that the
advertisement of prescription drug prices were punishable unprofessional
conduct. The Court noted that even
though panhandling
does no
more than propose a commercial transaction, is so removed from any exposition
of ideas, and from truth, science, morality, and arts in general, in its
diffusion of liberal sentiments on the administration of government * * * we
may assume that the advertiser's interest is a purely economic one. That hardly disqualifies him from protection
of the First Amendment.[liv]
The Court
went on to say though "[I]n concluding that commercial speech, like other
varieties, is protected, we of course do not hold that it can never be
regulated in any way. Some forms of
commercial speech regulation are surely permissible."[lv] Under Virginia
State Board, or Central Hudson,
that regulation comes in the form of time, place, or manner just like
non-commercial speech cases.
In Posadas de Puerto Rico
Associates, DBA Condado Holiday Inn v. Tourism Company of Puerto Rico, Et. Al.,[lvi]
the Supreme Court upheld a total prohibition on the advertisement of Puerto
Rican gambling establishments aimed at Puerto Ricans in Puerto. The ban came from the Puerto Rico Games of
Chance Act of 1948 and said "[no] gambling room shall be permitted to
advertise or otherwise offer their facilities to the public of Puerto
Rico."[lvii] Clearly, gambling was a commercial practice,
the advertisement of which involved commercial speech, and in upholding the
total ban on that commercial speech, the Court accepted Puerto Rico's secondary
effects justification.
Following secondary effects claims from earlier cases like Central Hudson and Virginia State Board, the Court looked at Puerto Rico's claims under
the four-prong Central Hudson test.[lviii]
After identifying gambling as a lawful commercial activity, the Court looked
into the Puerto Rican legislature's interests in banning local
advertising. The Court found that the
enumerated secondary effects the legislature sought to prevent were on the
belief that advertising was an encouragement of locals to gamble and that "[excessive] casino gambling among local
residents...would produce serious harmful effects on the health, safety, and
welfare of the Puerto Rican citizens..."[lix] The Court in its ruling which upheld the ban
on advertising said "we have no difficulty in concluding that the Puerto
Rico legislature's interest in the health, safety, and welfare of its citizens
constitutes a "substantial" governmental interest."[lx]
Like Posadas, San Diego shares
interests in protecting the welfare and safety of its citizens as well as the
economic well-being of the city.
Panhandling poses a legitimate threat to the safety, security, and well
being of San Diego's citizens, visitors, and businesses. No good can come for San Diego if it gains
the international reputation as 'beggar capital' of the West Coast.[lxi]
San Diego has and does continue to feel the negative secondary effects
of panhandling in downtown. Central Hudson establishes that
panhandling is a commercial practice and Posadas
establishes a lower scrutiny for state regulation of the commercial speech of
panhandling. Since commercial speech can
be regulated under lesser scrutiny, San Diego can regulate panhandling in
Balboa Park much easier than if the Court were to apply a Lee speech analysis. However
San Diego may chose to frame a regulation on panhandling, it may
Constitutionally do so.
II(B) Can San Diego Regulate or Ban the Commercial
Activity of Panhandling Through Re-Zoning
As a commercial practice, panhandling is subject to re-zoning, and San
Diego is free to zone panhandling out of Balboa Park. In City
of Renton Et. Al. v. Playtime Theaters Inc., Et. Al.,[lxii]
the Supreme Court upheld the zoning ordinance of Renton, Washington which prohibited "any adult
motion picture theater from locating within 1,000 feet of any residential zone,
single - or multiple-family dwelling, church, or park, and within one mile of any
school."[lxiii] The Court applied a time, place, manner
analysis, based upon petitioner Renton's claim that the zoning was enacted as a
response to secondary effects caused by respondent Playtime and like adult
theaters.
In Renton, the Court upheld
the city's zoning as content neutral, and dismissed respondent's claim that the
zoning ordinance violated the First Amendment, because Renton left adequate
alternative avenues of communication.[lxiv] The Court accepted the secondary
effects justification of the city's place regulation and framed its
constitutionality-inquiry as (1) whether the ordinance is designed to serve a
substantial governmental interest and (2) whether it allows for reasonable
alternative avenues of communication.[lxv]
Under part one of the Court's analyses, the City of Renton framed its
interests by distinguishing adult theaters from non-adult theaters. The city noted that adult theaters had a
different effect in the neighborhoods they resided and attracted a different
type of customer than non-adult theaters.[lxvi] It was that difference in effect which
caused the city, for prophylactic purposes, to zone the adult theaters away
from people's homes and parks, and into more commercially oriented
districts.
Like Renton, San Diego is
seeking to protect its residential and park areas from the secondary effects of
negatively perceived and received speech practices. The unsavory types who patronize adult
theaters are no more unsavory than "stick up" panhandlers, and San
Diego has no less of an interest in zoning the commercial practice of panhandling
away from Balboa Park than Renton does by zoning away adult theaters from
residential and park areas.
What separates Renton from
other speech regulation cases like Lee
is that the Court upheld a zoning ordinance, not a regulation like in Lee.
Additionally, the zoning ordinance was neutrally applied to stem the
secondary effects of the commercial enterprise's speech activities. The key distinction though, is that the adult
theaters' entire speech activities through their commercial enterprise were threatening,
by their secondary effects, to certain zoned districts within the city, thus
requiring the city to permit adult theaters only in certain zoned areas.
The second prong of the Court's test looked at whether there were
reasonable alternative avenues for the adult theater speech. The Court noted that there were over 520
acres of city land away from the residential and park districts, which included
all stages of development, for adult theaters to carry on their business under
the zoning scheme.[lxvii] Therefore, under Renton, San Diego need only zone panhandling out of the park and
into the warehouse districts, where the secondary effects of panhandling are
minimized. As they too are in various
stages of development and cover vast areas of land, the warehouse districts
closely match the areas in Renton
where adult theaters were permitted to exist.[lxviii]
By San Diego zoning panhandling into the warehouse district, a possible
First Amendment argument could arise that there is diminished pedestrian
traffic against which panhandlers may apply their trade as compared to downtown
or the park, and thus a constitutional violation still exists. However, the Court said in Renton, when Playtime Theater objected
to the zoning on the grounds that there were no commercially viable sites
available in the permissible areas, that "respondents must fend for
themselves in the real estate market, on equal footing with other prospective
purchasers and lessees [and the zoning] does not give rise to a First Amendment
violation."[lxix]
This means that San Diego needs only to
provide the opportunity for panhandlers to panhandle, it does not have to
guarantee success at it or guarantee droves of would-be-targets.
"Stick up" panhandling, as explained in Part II(A) of this
paper, is a commercial activity. San
Diego, as per Renton, is free to
include or exclude panhandling in its zoning scheme just like it would any
other commercial practice. In an effort to clear Balboa Park of the scourge
of panhandlers, San Diego may constitutionally zone their trade to an
environment less susceptible to damage from their practices.
Conclusion
Panhandlers can have deleterious effects on an urban center and its
public safety and economic health. San
Diego, like other cities, has panhandlers and suffers from their
activities. The Supreme Court, though,
has declared it possible for San Diego to constitutionally do something about
panhandling. For San Diego, this
inquiry was premised on the idea that Balboa Park would be both a symbolic and
effective place to begin putting a stop to panhandlers and their coercive
ways. Since panhandling contains the
twin elements of speech and conduct, San Diego has two sets of options of which
only three are constitutional. The first
set explored panhandling as speech and found that while San Diego could not
regulate the speech of panhandling, it could regulate the conduct of
panhandling. The second set of options
explored panhandling as a commercial practice and found that San Diego could
both regulate the commercial speech of panhandling as well as the conduct by
zoning panhandling out of Balboa Park.
As a final consideration, the observation must be made that in order to
uphold a ban or regulation against panhandling in Balboa Park, some form of
criminal sanction must be in place. That
sanction is going to come in the form of a fine or jail time. Because of the costs involved and the
disproportion to the crime, it is likely that a regulation or ban on
panhandling would not involve jail time and would likely be considered a
violation and not a misdemeanor or felony.
Violations carry a financial penalty, and as with many panhandlers,
though certainly not all, financial penalties have no effect. Panhandlers that are poor will be unable to
pay fines and San Diego is not likely to pour resources into rounding-up and
incarcerating delinquencies. This
translates into no punishment at all, and by default, a crime with no
punishment is not a crime. Panhandlers
will be able to continue their tour of duty in Balboa Park with little threat
or deterrence. As a suggestion, San
Diego is free to make laws and even carry them out with regards to panhandling,
however, its resources will be better applied if it seeks the reasons for the
panhandlers and the permanent solutions to theirs and all of San Diego's
problems.
[i]
According to an article by Robert Showley, San Diego's Crown Jewel Touches
Lives of Millions, in the May 23, 1993 edition of The San Diego
Union-Tribune, the city council has approved a policy aimed at financing
changes now budgeted at nearly $130 million.
This budgeting was triggered by fear of loss of park services due to
lack of maintenance and the overrun of criminals. The city, seeing the need to preserve Balboa
Park has gone to great lengths to fund its proposed development and
preservation and to wit, has raised the city's hotel-room tax to generate more
than $5.5 million annually solely for the Park.
[xiv]
Though protected, no form of speech is absolutely protected. The Court has permitted time, place, and
manner restrictions under a variety of circumstances. For example, see Benjamin R. Ward, Et. Al., v. Rock Against Racism 491 U.S. 781, in
which the Supreme Court upheld a New York City regulation on the sound volume
of performances at the Naumberg Acoustical Bandshell in New York City's Central
Park. And, Kovacs v. Cooper 336 U.S. 77, in which the Supreme Court upheld a
Trenton, New Jersey ordinance prohibiting the use of "sound trucks" or
any instrument which emitted a loud or raucous noise on city streets. In both cases, the principal, though not
sole, purpose behind the regulations was the protection of the citizenry from
uninvited and excessive sound bombardment.
In both cases, the Court held these not to be regulations aimed at the
content of speech, but rather at the manner and place the speech was
delivered. The reason these cases are
not explored in this paper is that, if used as a direct corollary, there would
be little gained for San Diego in regulating the sound level of
panhandling. More importantly though,
these cases, if used to demonstrate how San Diego can regulate the time, place
or manner of panhandling, still fail to prove useful in stopping San Diego's
problem with panhandlers. San Diego can
implement all sorts of rules, even quirky ones that might pass constitutional
muster, but none of them can eliminate panhandling.
[xvii] In Lee, the Court's analysis of forums employs
a strange bit of logic in that it does not look at the individual fora and its
particular use, but rather it looks at the species of fora and lumps all
like-fora together. We see this in Lee
where Chief Justice Rehnquist separates public airports from other nodes of
transportation, but never distinguishes the Port Authority's airports from
other public airports. Chief Justice
Rehnquist accomplishes the grouping of all public airports together by noting
that airports are recent creations and do not have a tradition of being public
forums.
Applying the
reasoning of fora-grouping to a newly built public park, the public park, by
virtue of its fora-tradition, is always going to be by definition, a
traditional public forum, and a government could never establish a new public
park that was not a traditional public forum.
And a new public park, even if established for certain exclusive uses
(lets say baseball fields), could never be a designated public forum. Ultimately,
the analysis of the distinction between a new public park from established
public parks is moot. The Court would,
under the current rule, apply the same strict scrutiny standard when reviewing
a regulation on speech activities in any public park, be it traditional or
designated. However, if the Court takes
a new view on its differing standards between traditional public forums and
designated forums, the difference in the definition of a park as traditional
verses designated may perhaps change the outcome. For purposes of this analysis, however,
Balboa Park is a public park and as such is by definition, a traditional public
forum; even 125 years of use by the San Diego community attests to that.
[xviii]
497 U.S. 720 (1990). See also United
States v. Kokinda, a case in which the Supreme Court upheld a ban on
solicitation on United States Postal Premises.
[xix] See
generally, Heffron, Secretary and Manager
of The Minnesota State Agricultural Society Board of Managers, Et. Al. v.
International Society for Krishna Consciousness, Inc., Et. Al., 452 U.S.
640, in which the Supreme Court upheld a regulation by a state organization
over a state fair ground prohibiting free roaming solicitors who asked for
donations and required them to do their solicitation from booths in designated
areas; Society for Krishna Consciousness v. Lee, 112 S. Ct. 270, 1992 U.S.
Lexis 4532, in which the Supreme Court held that private airport terminals were
not public forums and that a complete ban on solicitation within them was
reasonable; Cornelius, Acting Director,
Office of Personnel Management v. NAACP Legal Defense and Educational Fund,
Inc., Et. Al., 473 U.S. 788; U.S. v.
Kokinda, 497 U.S. 720, in which the Supreme Court held valid the exclusion
of non-charitable political solicitation advertisements from the government
publication Combined Federal Campaign, a unified charity drive aimed solely at
federal employees.
[xxiii] Heffron, Secretary and Manager of the
Minnesota State Agricultural Society Board of Manager, Et. Al. v. International
Society for Krishna Consciousness, Inc., Et. Al., 452 U.S. 640 (1981).
[xxviii] O'Brien, 391 U.S. 367. In its holding, the Court took note of the
fact that the Federal law was aimed not at the expression in the intentional
destruction of draft cards, but the conduct of destroying draft cards.
[xxxix]
Another problem in itself, which will be addressed in the panhandling as
commercial practice section of this paper.
As a preview, the commercial practice argument says that panhandling is
a commercial practice which, like all other commercial activities, San Diego is
free to regulate. To keep the city
streets and parks free of panhandlers, San Diego need only re-zone the city to
permit panhandlers only in specific areas.
Conceivably, San Diego can zone the panhandlers right out of downtown
and into a less populated commercial district.
[xl] See Posadas de Puerto Rico Associates, DBA
Condado Holiday Inn v. Tourism Company of Puerto Rico, Et. Al. 478 U.S.
328, generally.
[xliii]
The utility in Central Hudson sought
to advertise the use of low wattage appliances which would have been an
encouragement to reduce energy consumption.
The utility and the N.Y. PUC were fighting the same battle, but as the
Court recognized, the PUC rule made the utility's promotion of energy
consumption consciousness impossible.
[l] Which
may be on the themes of poverty or homelessnesss. In some cases, though, the panhandler
provides none of that as they are mere scam artists. Additionally, the panhandler could impart by
their appearance, the ideas of drug addiction and alcohol abuse. Unfortunately, the willing target could be
reaching into their pocket just to unknowingly provide the panhandler with
their next hit.
[li] The existence of the commercial element
separates "stick up" panhandlers from other solicitors who might be
working for non-profit groups or bona fide charities. This distinction is
extremely helpful for San Diego because in the argument that panhandling is
just speech and conduct without commercial features, San Diego has to implement
a content-neutral regulation that would effect all solicitation. A broad regulation of that nature is
necessary to keep the regulation constitutional. If San Diego were to single out panhandlers
in
a speech
regulation, there would be problems of the facial and applied neutrality of the
law. However, since panhandling has a
profit motive, and charitable or political solicitors often do not, San Diego
can single out panhandlers in a commercial regulation while leaving the United
Way, for example, free to do unhampered fund raising. As a note, if San Diego were to be displeased
with the conduct of solicitors in general, it would still be free to broadly
regulate the speech of all solicitors with regard to time, place, or manner.
[lxi] An
interesting thought here is that the Posadas
Court upheld a ban on commercial speech which was a total ban and whose breadth
was the span of the entire island of Puerto Rico. Although this paper merely inquires about
regulation in Balboa Park, Posadas
clearly establishes that San Diego ought to be able to ban panhandling from the
entire county. After all, if a
regulation can cover an entire United States territory,, why can't one cover a
much smaller area?
[lxviii]
This may prove more difficult than merely adding a no panhandling addendum to
the current zoning scheme, because San Diego is littered with mixed use
zoning. Often, neighborhoods in San
Diego encompass single-dwelling residential, multiple-dwelling residential,
and commercial plots all on the same
block. This does not mean that re-zoning
won't work. It may merely involve some
re-zoning trade offs, plus, the warehouse district is zoned solely for
commercial activity.